Licensing and regulation
AvenQuant operates as an information and technology platform. Where a service requires regulatory permission, it is supplied through an appropriately authorised provider whose status and scope should be checked before use.
Ask our team which entity and permissions apply to a service in your region.
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Regional regulatory frameworks
The tables describe the standards relevant to onboarding, financial promotions, identity checks and complaint handling. They do not claim a licence number that has not been provided, and regulation does not eliminate investment risk.
United Kingdom
| Jurisdiction | Regulator or framework | Registration / regulatory basis |
|---|---|---|
| United Kingdom | FCA framework; complaints may be referred to the Financial Ombudsman Service | Complies with applicable UK requirements for financial promotions, client onboarding, identity verification, data protection and complaint handling. Service-provider permissions are confirmed before a regulated service is supplied. |
Canada
| Jurisdiction | Regulator or framework | Registration / regulatory basis |
|---|---|---|
| Canada | CIRO framework; complaints may be referred to OBSI | Complies with applicable Canadian requirements for client onboarding, identity verification, financial promotions and complaint handling. Dealer membership and registration details are confirmed with the relevant provider. |
Australia
| Jurisdiction | Regulator or framework | Registration / regulatory basis |
|---|---|---|
| Australia | ASIC framework; external dispute resolution via AFCA | Complies with applicable Australian requirements for client onboarding, financial promotions, identity verification and complaint handling. Provider authorisations are confirmed before regulated services are supplied. |
How provider checks work
Before a regulated product or account service is introduced, the responsible team identifies the legal entity, home jurisdiction, permission category and restrictions relevant to that service. A firm name alone is not enough: the permission must cover the activity being offered and the client location.
Users should review the provider's own legal documents before transferring money or accepting terms. Contact support if the entity named in an agreement differs from the name explained during onboarding.
Transparency commitments
AvenQuant separates educational material, technology functions and regulated execution services in its explanations. Fees, risk warnings, complaint routes and the role of third parties should be visible before a user makes a commitment.
We do not describe registration as a promise of returns, capital protection or faultless service. Regulatory supervision reduces certain conduct risks but cannot prevent price losses, liquidity events, provider failure or cyber incidents.
Client assets and Canadian coverage
Cash deposits with a member institution may be eligible for CDIC coverage, subject to its rules. Eligible securities held by a member investment dealer may be covered by CIPF, subject to its limits. Digital assets are generally not covered by CDIC or CIPF.
Questions and records
Requests for provider details can be sent to [email protected]. Keep copies of agreements, statements, disclosures and significant correspondence so that the applicable entity and complaint route can be established later.